Regulatory Compliance & Reporting Services in UAE
Compliance & AML Services UAE
Stay Compliant. Stay Protected. Stay Ahead.
In the UAE’s fast-evolving regulatory environment, staying compliant with Anti-Money Laundering (AML) and regulatory frameworks is no longer optional—it’s mandatory. At The First Check, we provide end-to-end Compliance and AML services to help businesses meet their legal obligations, minimize risk, and build trust with financial institutions and regulators.
From AML policy creation to MLRO appointment and ESR/UBO filing, we ensure your business is audit-ready and aligned with UAE regulations.
Our AML & Compliance Services Include:
Anti-Money Laundering (AML) Compliance
- AML/CFT risk assessments
- AML policy drafting and implementation
- KYC/UBO documentation and onboarding procedures
- Customer Due Diligence (CDD/EDD) support
- Transaction monitoring framework
- Internal audit of AML controls
- Compliance with Ministry of Economy and Central Bank UAE regulations
MLRO Services (Money Laundering Reporting Officer)
- External MLRO appointment (for DNFBPs and regulated entities)
- Suspicious Transaction Reporting (STR) via goAML portal
- MLRO policies, logs & governance setup
- Regular regulatory updates and alerts
- Liaison with Financial Intelligence Unit (FIU)
Regulatory Compliance Advisory
- Economic Substance Regulation (ESR) compliance
- Ultimate Beneficial Ownership (UBO) registration & filings
- Corporate Governance framework setup
- Ongoing compliance monitoring & training
- Risk matrix & audit preparedness
Who Needs AML & Compliance Services in the UAE?
We provide AML/CFT and compliance services to the following Designated Non-Financial Businesses and Professions (DNFBPs):
- Real estate brokers
- Gold & precious metal dealers
- Accounting & auditing firms
- Company formation consultants
- Legal consultants
- Trust & corporate service providers
- Virtual asset businesses (VASP)
Frequently Asked Questions –
1. What are the consequences of not complying with AML/CFT regulations?
Failing to comply with AML/CFT (Anti-Money Laundering and Combating the Financing of Terrorism) regulations can lead to severe consequences, including hefty fines, criminal charges, and significant damage to your reputation.
2. Why is AML/CFT compliance so important?
Compliance with AML/CFT regulations is essential because it helps prevent and detect financial crimes such as money laundering and terrorist financing, which can have far-reaching impacts on both global and national security.
3. How long does it take to review existing AML/CFT policies and systems?
The time it takes to review AML/CFT policies, processes, and systems depends on factors such as the size and complexity of the business, the scope of the review, and the availability of documentation.
4. What steps can businesses take to improve their AML/CFT compliance?
To strengthen AML/CFT compliance, businesses should regularly review and update their policies and procedures, provide ongoing training to employees, and implement effective monitoring systems.